Richard Orvis, financial advisor Tulsa OK
96 score

Richard Orvis

CRD Number: 864942
Current Firm: Principal Securities, Inc.

Richard Orvis (CRD# 864942) is an Investment Advisor Representative working at Principal Securities, Inc. in Tulsa, OK and has over 37 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Orvis & Wadkins, Financial Advisors, LLC Tulsa, OK Apr 2014 - Current 2
Principal Life Insurance Company Tulsa, OK Jul 1998 - Current 18
Princor Financial Services Corporation Tulsa, OK Apr 1979 - Current 37
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1979
S65 NASAA Investment Advisors Law Examination Jan 1998
Contact Info for Richard C. Orvis
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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