Elizabeth BarnettCRD Number: 5461307
Current Firm: Sagepoint Financial, Inc.
Elizabeth Barnett (CRD# 5461307) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Tuscaloosa, AL and has over 9 years of experience in the finance industry. Elizabeth Barnett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jmf Capstone Wealth Management
Ameriprise Financial Services, Inc.
Raymond James & Associates, Inc.
|Sagepoint Financial, Inc.||Tuscaloosa, AL||Dec 2015 - Current||1|
|Bank Of America, N.a.||Gadsden, AL||Dec 2009 - Current||7|
|Mary Kay Cosmetics||Dallas, TX||Jun 1995 - Current||22|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Gadsden, AL||Dec 2007 - Dec 2015||8|
|The Willow Tree||Gadsden, AL||Oct 2007 - Nov 2007||< 1|
|Grier Jewelers||Gadsden, AL||Mar 2007 - Oct 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,385MILLIONS
Total Number of Accounts23,011ACCOUNTS
Average Account Value$190,540
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV