Jason SgarlataCRD Number: 3027439
Current Firm: Fisher Investments
Jason Sgarlata (CRD# 3027439) is an Investment Advisor Representative working at Fisher Investments in Tuscaloosa, AL and has over 15 years of experience in the finance industry. Jason Sgarlata has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jmf Capstone Wealth Management
Ameriprise Financial Services, Inc.
Raymond James & Associates, Inc.
|Fisher Investments||Woodside, CA||Apr 2013 - Current||4|
|Jms Blackbird, LLC||Tuscaloosa, AL||Mar 2010 - Apr 2013||3|
|Linsco/private Ledger Corp.||Tuscaloosa, AL||Apr 2007 - Mar 2010||2|
|Merrill Lynch, Pierce, Fenner & Smith, Inc.||Charleston, NY||Nov 2001 - Apr 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2002|
Total Assets Under Management65,442MILLIONS
Total Number of Accounts57,982ACCOUNTS
Average Account Value$1,128,654
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV