Jason Sgarlata, financial advisor Tuscaloosa AL
96 score

Jason Sgarlata

CRD Number: 3027439
Current Firm: Fisher Investments

Jason Sgarlata (CRD# 3027439) is an Investment Advisor Representative working at Fisher Investments in Tuscaloosa, AL and has over 14 years of experience in the finance industry. Jason Sgarlata has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fisher Investments Woodside, CA Apr 2013 - Current 3
Jms Blackbird, LLC Tuscaloosa, AL Mar 2010 - Apr 2013 3
Linsco/private Ledger Corp. Tuscaloosa, AL Apr 2007 - Mar 2010 2
Merrill Lynch, Pierce, Fenner & Smith, Inc. Charleston, NY Nov 2001 - Apr 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Jason M. Sgarlata
Phone Number: 800-851-8845
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    65,442
    MILLIONS
  • Total Number of Accounts
    57,982
    ACCOUNTS
  • Average Account Value
    $1,128,654
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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