Jonathan Duke, financial advisor Tuscaloosa AL
83 score

Jonathan Duke

CRD Number: 1319561
Current Firm: Synovus Securities, Inc.

Jonathan Duke (CRD# 1319561) is an Investment Advisor Representative working at Synovus Securities, Inc. in Tuscaloosa, AL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
First Commercial Bank A Division Of Synovus Bank Birmingham, AL Mar 2006 - Current 10
Synovus Securities, Inc. Birmingham, AL Jan 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1984
S65 NASAA Investment Advisors Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan W. Duke
Phone Number: 706-649-2327
Firm Website: http://cfgltd.com
Registered State(s):
  • AL
  • MS
  • VA
  • FL
  • GA
By the Numbers
  • Total Assets Under Management
    1,710
    MILLIONS
  • Total Number of Accounts
    3,948
    ACCOUNTS
  • Average Account Value
    $433,235
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
83

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