Lawrence Weil, financial advisor Tuscaloosa AL
83 score

Lawrence Weil

CRD Number: 1788443
Current Firm: Northwestern Mutual Investment Services,llc

Lawrence Weil (CRD# 1788443) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Tuscaloosa, AL and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Tuscaloosa, AL Jun 2015 - Current 1
Northwestern Mutual Investment Services, LLC Tuscaloosa, AL May 2014 - Current 2
Robert Butler Tuscaloosa, AL May 2014 - Current 2
Northwestern Mutual Investment Services, LLC Tuscaloosa, AL Sep 2014 - Mar 2016 1
Oppenheimer & Company Inc. Sarasota, FL May 2013 - Apr 2014 < 1
Arete Wealth Advisors, LLC Sarasota, FL Jul 2012 - May 2013 < 1
Metlife Securities, Inc. Sarasota, FL Nov 2010 - Jul 2012 1
Morgan Keegan & Company, Inc. Sarasota, FL May 2010 - Nov 2010 < 1
Unemployed Sarasota, FL Aug 2009 - May 2010 < 1
Wachovia Securities, LLC Fort Myers, FL Feb 2008 - Jul 2009 1
Wells Fargo Advisors, LLC Fort Myers, FL Feb 2008 - Jul 2009 1
Citigroup Global Markets, Inc. Bradenton, FL Jul 2000 - Feb 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1988
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Lawrence B. Weil
Phone Number: 866-664-7737
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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