Carolina RoseCRD Number: 4584450
Current Firm: Cuna Brokerage Services, Inc.
Carolina Rose (CRD# 4584450) is an Investment Advisor Representative working at Cuna Brokerage Services, Inc. in Tustin, CA and has over 13 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Asset Planning, Inc.
|Cuna Brokerage Services, Inc.||Waverly, IA||Jan 2007 - Current||9|
|Schoolsfirst Fcu Aka Orange County Teachers Credit Union||Santa Ana, CA||Jan 2007 - Current||9|
|Cuso Financial Services, LP||San Diego, CA||Jun 2003 - Jan 2007||3|
|Orange County Teachers Service Organization||Santa Ana, CA||Jun 2003 - Jan 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Total Assets Under Management1,331MILLIONS
Total Number of Accounts6,286ACCOUNTS
Average Account Value$211,803
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV