David KozlikCRD Number: 4624845
Current Firm: Lpl Financial LLC
David Kozlik (CRD# 4624845) is an Investment Advisor Representative working at Lpl Financial LLC in Tustin, CA and has over 15 years of experience in the finance industry.
Foresters Equity Services, Inc.
Raymond James Financial Services Advisors, Inc.
|Lpl Financial LLC||Tustin, CA||Aug 2009 - Current||8|
|Merrill Lynch, Pierce, Fenner & Smith Inc.||Santa Ana, CA||Aug 2002 - Aug 2009||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY