Henry Balanza, financial advisor Tustin CA
81 score

Henry Balanza

CRD Number: 4623951
Current Firm: Transamerica Financial Advisors, Inc.

Henry Balanza (CRD# 4623951) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Tustin, CA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Chj Enterprises, Llc Dba Serentity Home Garden Grove, CA Dec 2014 - Current 2
Destiny Builder 1, LLC Garden Grove, CA Jun 2013 - Current 3
Transamerica Financial Advisors, Inc. Tustin, CA Jan 2012 - Current 4
Debtmerica Relief Referral Santa Ana, CA Nov 2011 - Current 5
Carlino Group, LLC Garden Grove, CA Jan 2008 - Current 8
Mistique Holdings, LLC Garden Grove, CA Jan 2008 - Current 8
Quinby Capital, LLC Henderson, NV Jan 2008 - Current 8
Duval Group, LLC Garden Grove, CA Jan 2008 - Current 8
Fonsie Holdings LLC Murrieta, CA Jan 2008 - Current 8
Henmer Corporation Garden Grove, CA Dec 2005 - Current 11
World Financial Group, Inc. Tustin, CA Dec 2002 - Current 14
Balanza Homes, LLC Garden Grove, CA Mar 1999 - Current 17
Capital Holdings, Inc. Ontario, CA Nov 2006 - Jan 2013 6
Transamerica Financial Advisors, Inc. Anaheim, CA Jan 2012 - Jan 2012 < 1
Investment Advisors International, Inc. Anaheim, CA Oct 2007 - Jan 2012 4
World Group Securities, Inc. Anaheim, CA Jan 2003 - Jan 2012 9
Chj Pharmacare Garden Grove, CA Nov 1996 - Jan 2008 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S65 NASAA Investment Advisors Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Henry C. Balanza
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Henry Balanza and other advisors.
BADGES
81

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