Henry Balanza (CRD# 4623951) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Fullerton, CA and has over 21 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 5781614
Awm Capital, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Chj Enterprises, Llc Dba Serentity Home | Garden Grove, CA | Dec 2014 - Current | 9 |
Transamerica Financial Advisors, Inc. | Tustin, CA | Jan 2012 - Current | 12 |
Mistique Holdings, LLC | Garden Grove, CA | Jan 2008 - Current | 16 |
Carlino Group, LLC | Garden Grove, CA | Jan 2008 - Current | 16 |
Quinby Capital, LLC | Henderson, NV | Jan 2008 - Current | 16 |
Fonsie Holdings LLC | Murrieta, CA | Jan 2008 - Current | 16 |
Henmer Corporation | Garden Grove, CA | Dec 2005 - Current | 18 |
World Financial Group, Inc. | Tustin, CA | Dec 2002 - Current | 21 |
Balanza Homes, LLC | Garden Grove, CA | Mar 1999 - Current | 25 |
Debtmerica Relief Referral | Santa Ana, CA | Nov 2011 - Feb 2023 | 11 |
Duval Group, LLC | Garden Grove, CA | Jan 2008 - Feb 2021 | 13 |
Destiny Builder 1, LLC | Garden Grove, CA | Jun 2013 - Mar 2020 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2003 |
S65 | NASAA Investment Advisors Law Examination | Jun 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,815MILLIONS
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Total Number of Accounts59,659ACCOUNTS
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Average Account Value$30,430
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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