Henry Balanza, financial advisor Fullerton CA

Henry Balanza

CRD Number: 4623951
Current Firm: Transamerica Financial Advisors, Inc.

Henry Balanza (CRD# 4623951) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Fullerton, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Chj Enterprises, Llc Dba Serentity Home Garden Grove, CA Dec 2014 - Current 9
Transamerica Financial Advisors, Inc. Tustin, CA Jan 2012 - Current 12
Mistique Holdings, LLC Garden Grove, CA Jan 2008 - Current 16
Carlino Group, LLC Garden Grove, CA Jan 2008 - Current 16
Quinby Capital, LLC Henderson, NV Jan 2008 - Current 16
Fonsie Holdings LLC Murrieta, CA Jan 2008 - Current 16
Henmer Corporation Garden Grove, CA Dec 2005 - Current 18
World Financial Group, Inc. Tustin, CA Dec 2002 - Current 21
Balanza Homes, LLC Garden Grove, CA Mar 1999 - Current 25
Debtmerica Relief Referral Santa Ana, CA Nov 2011 - Feb 2023 11
Duval Group, LLC Garden Grove, CA Jan 2008 - Feb 2021 13
Destiny Builder 1, LLC Garden Grove, CA Jun 2013 - Mar 2020 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S65 NASAA Investment Advisors Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Henry C. Balanza
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,815
    MILLIONS
  • Total Number of Accounts
    59,659
    ACCOUNTS
  • Average Account Value
    $30,430
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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