Jeffrey MitchelCRD Number: 5346925
Current Firm: Cetera Investment Advisers LLC
Jeffrey Mitchel (CRD# 5346925) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Tustin, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Cetera Financial Specialists LLC||Schaumburg, IL||Jun 2013 - Current||3|
|Cetera Investment Advisors LLC||Schaumburg, IL||Jun 2013 - Current||3|
|Transamerica Financial Advisors, Inc.||Orange, CA||Jan 2012 - Current||4|
|World Financial Group||Orange, CA||Dec 2005 - Current||11|
|Altus Economics, Inc.||Tustin, CA||Jul 2005 - Current||11|
|Mitchel, Smith And Associates||Tustin, CA||Oct 1998 - Current||18|
|Transfer Pricing International Inc.||Tustin, CA||Jan 1998 - Current||18|
|United Realty Center Dba American Funding Center||Riverside, CA||Feb 2011 - Mar 2013||2|
|Investment Advisors International, Inc.||Orange, CA||Jun 2008 - Jan 2012||3|
|World Group Securities, Inc.||Orange, CA||May 2007 - Jan 2012||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2007|
|S65||NASAA Investment Advisors Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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