Scot LandborgCRD Number: 4555602
Current Firm: Usa Financial Securities Corporation
Scot Landborg (CRD# 4555602) is an Investment Advisor Representative working at Usa Financial Securities Corporation in Tustin, CA and has over 12 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Sterling Wealth Partners||Tustin, CA||May 2016 - Current||1|
|Usa Financial Securities||Ada, MI||Oct 2015 - Current||1|
|C&c Wealth Advisory Group||Tustin, CA||Nov 2009 - May 2016||6|
|Jp Turner & Company LLC||Brea, CA||Feb 2011 - Oct 2015||4|
|Qa3 Financial Corp||Omaha, NE||Feb 2006 - Feb 2011||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2010|
|S66||NASAA Uniform Combined State Law Examination||Nov 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management173MILLIONS
Total Number of Accounts1,466ACCOUNTS
Average Account Value$117,745
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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