Alan Roseman, financial advisor Tyler TX

Alan Roseman

CRD Number: 5204821
Current Firm: Kestra Advisory Services, LLC

Alan Roseman (CRD# 5204821) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Tyler, TX and has over 17 years of experience in the finance industry. Alan Roseman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kestra Advisory Services, LLC Tyler, TX Apr 2016 - Current 7
Prothro, Wilhelmi & Company Tyler, TX Jul 2006 - Current 17
Kestra Investment Services, LLC Tyler, TX Jul 2006 - Current 17
Nfp Securities, Inc. Tyler, TX Aug 2006 - Apr 2016 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for Alan M. Roseman
Phone Number: 8445537872
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    41,795
    MILLIONS
  • Total Number of Accounts
    140,407
    ACCOUNTS
  • Average Account Value
    $297,671
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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