James Usrey, financial advisor Tyler TX
83 score

James Usrey

CRD Number: 1199646
Current Firm: Raymond James Financial Services Advisors, Inc.

James Usrey (CRD# 1199646) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Tyler, TX and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Real Estate Tyler, TX Aug 2013 - Current 3
Hogs Oilfield Goods, LLC Tyler, TX Jul 2012 - Current 4
Raymond James Financial Services Advisors, Inc. Tyler, TX Jan 2009 - Current 7
Raymond James Financial Services, Inc. Tyler, TX Dec 1995 - Current 21
Bugslugger Tyler, TX Mar 1994 - Dec 2012 18
Insurance - Non Variable Tyler, TX Nov 2006 - Jan 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James E. Usrey
Phone Number: 727-567-5877
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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