Lisa NewCRD Number: 6052661
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lisa New (CRD# 6052661) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tyler, TX and has over 4 years of experience in the finance industry.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Tyler, TX||Feb 2013 - Current||3|
|Chase Investment Services Corp||Tyler, TX||Mar 2012 - Feb 2013||< 1|
|Jpmorgan Chase Bank||Tyler, TX||Jun 2011 - Feb 2013||1|
|Polkadots And Pattycakes Bowtique||Tyler, TX||Dec 2010 - Jun 2011||< 1|
|Ut Tyler||Tyler, TX||May 2007 - May 2011||4|
|New York Life||Tyler, TX||Jul 2010 - Dec 2010||< 1|
|State Farm||Whitehouse, TX||Jul 2010 - Dec 2010||< 1|
|Red Lobster||Tyler, TX||Jul 2008 - Aug 2009||1|
|Smoothie King||Tyler, TX||Mar 2006 - May 2007||1|
|Whitehouse High School||Whitehouse, TX||Aug 2003 - May 2007||3|
|Whitehouse Isd||Whitehouse, TX||Jul 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2012|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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