Richard Romero (CRD# 2381082) is an Investment Advisor Representative working at Q3 Advisors, LLC in Herndon, VA and has over 29 years of experience in the finance industry. Richard Romero has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2962660
Grove Point Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Q3 Advisors, LLC | Marble Falls, TX | Mar 2024 - Current | < 1 |
The Prudential Insurance Company Of America | Vienna, VA | Jan 2023 - Mar 2024 | 1 |
Pruco Securities, LLC | Vienna, VA | Jan 2023 - Mar 2024 | 1 |
Ameriprise Financial Services, LLC | Lake Ridge, VA | Jan 2020 - Jan 2023 | 3 |
The Prudential Insurance Company Of America | Vienna, VA | Jul 2018 - Jan 2020 | 1 |
Pruco Securities, LLC | Vienna, VA | Jul 2018 - Jan 2020 | 1 |
Cuso Financial Services, LP | San Diego, CA | Mar 2016 - Jul 2018 | 2 |
Hsbc Securities (usa) Inc. | Washington, DC | Aug 2014 - Mar 2016 | 1 |
United States Senate Federal Credit Union | Washington, DC | Jul 2013 - Aug 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 2010 |
S65 | NASAA Investment Advisors Law Examination | Nov 1994 |
- VA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
AZ, CA, FL, IL, LA, MI, MN, TN, TX, VA
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