Karmen KingsmoreCRD Number: 1076197
Current Firm: Kovack Advisors, Inc.
Karmen Kingsmore (CRD# 1076197) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Union, SC and has over 33 years of experience in the finance industry.
Cetera Advisor Networks LLC
1st Global Advisors Inc.
|Kovack Advisors, Inc.||Fort Lauderdale, FL||Jan 2015 - Current||2|
|Kovack Securities Inc.||Columbia, SC||Oct 2014 - Current||2|
|Kingsmore & Associates||Jonesville, SC||Oct 1993 - Current||23|
|Resource Horizons Group, LLC||Atlanta, GA||Mar 2001 - Dec 2014||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
- Judgments / Liens
Total Assets Under Management1,317MILLIONS
Total Number of Accounts5,353ACCOUNTS
Average Account Value$246,011
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)