James Swanson (CRD# 1244921) is an Investment Advisor Representative working at Jrs Investments And Wealth Preservation, LLC in Union, WA and has over 36 years of experience in the finance industry.
CRD# 3220588
Byrne & Company Wealth Management, LLC
CRD# 872944
Abraham & Company, Inc.
CRD# 6013099
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jrs Investments And Wealth Preservation, LLC | San Diego, CA | Apr 2008 - Current | 16 |
| Kaplan Financial | Chicago, IL | Feb 2004 - Current | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1988 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- HI
- WA
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Total Assets Under Management19MILLIONS
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Total Number of Accounts128ACCOUNTS
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Average Account Value$146,842
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, HI, ID, WA
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