Hazel DavisCRD Number: 1303751
Current Firm: Triad Advisors, Inc.
Hazel Davis (CRD# 1303751) is an Investment Advisor Representative working at Triad Advisors, Inc. in Union City, TN and has over 32 years of experience in the finance industry.
H.d. Vest Advisory Services, Inc.
Fox & Company Wealth Management
Silver Oak Securities, Inc.
|Triad Advisors, Inc.||Norcross, GA||Jun 2013 - Current||3|
|Davis Group||Union City, TN||Apr 2009 - Current||7|
|Linsco/private Ledger Corp.||Union City, TN||Jan 1998 - May 2013||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management621MILLIONS
Total Number of Accounts3,756ACCOUNTS
Average Account Value$165,415
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV