Seongbae Kim, financial advisor University Place WA
93 score

Seongbae Kim

CRD Number: 5985038
Current Firm: Lpl Financial LLC

Seongbae Kim (CRD# 5985038) is an Investment Advisor Representative working at Lpl Financial LLC in University Place, WA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC University Place, WA Oct 2016 - Current 1
Edward Jones St. Louis, MO Oct 2011 - Oct 2016 5
Kaplan Test Prep Charlotte, NC Apr 2011 - Oct 2011 < 1
Duke University Durham, NC Mar 2009 - Apr 2011 2
Lancesoft Inc. Herndon, VA Jun 2009 - Nov 2010 1
Prodigy Language Services Troutdale, OR Mar 2006 - Jun 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Seongbae Kim
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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