Seongbae Kim, financial advisor University Place WA
90 score

Seongbae Kim

CRD Number: 5985038
Current Firm: Edward Jones

Seongbae Kim (CRD# 5985038) is an Investment Advisor Representative working at Edward Jones in University Place, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Oct 2011 - Current 5
Kaplan Test Prep Charlotte, NC Apr 2011 - Oct 2011 < 1
Duke University Durham, NC Mar 2009 - Apr 2011 2
Lancesoft Inc. Herndon, VA Jun 2009 - Nov 2010 1
Prodigy Language Services Troutdale, OR Mar 2006 - Jun 2009 3
Pagoda Language Institute Pusan, Mar 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Seongbae Kim
Phone Number: 314-515-2000
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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