Cody Hartley, financial advisor Upper Saint Clair PA
93 score

Cody Hartley

CRD Number: 5530986
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cody Hartley (CRD# 5530986) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Upper Saint Clair, PA and has over 8 years of experience in the finance industry.

Similar Advisors
C. Bradley Bond, financial advisor Upper Saint Clair PA
C. Bradley Bond
CRD# 2790023
C.b. Bond Financial Planning, Inc.
Score
103
Similar Advisors
August Consiglio, financial advisor Upper Saint Clair PA
August D. Consiglio
CRD# 1516553
Nfp Advisor Services, LLC
Score
103
Similar Advisors
Christopher Pretsch, financial advisor Upper Saint Clair PA
Christopher F. Pretsch
CRD# 1361144
Staley Capital Advisers Inc.
Score
103
Company Name Location Dates Years
Bank Of America, N.a. Upper Saint Clair, PA Jul 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper St. Clair, PA May 2010 - Current 6
Pnc Investments Cleveland, OH Nov 2009 - May 2010 < 1
Pnc Investments Cleveland, OH Nov 2008 - May 2010 1
Rock Bottom Brewery Cleveland, OH Sep 2009 - Jan 2010 < 1
Natcity Investments Cleveland, OH Nov 2008 - Nov 2009 1
Ameraprise Financial Mayfield Heights, OH Jun 2008 - Nov 2008 < 1
Ameriprise Financial Services Inc. Mayfield Heights, OH May 2008 - Nov 2008 < 1
Oberlin College Oberlin, OH Sep 2004 - Jun 2008 3
Oberlin College Oberlin, OH Sep 2007 - May 2008 < 1
Oberlin College Oberlin, OH Jun 2007 - May 2008 < 1
Oberlin College C.i.t Oberlin, OH Jun 2007 - Sep 2007 < 1
Oberlin College Oberlin, OH Sep 2006 - Jun 2007 < 1
Oberlin College Oberlin, OH May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Cody Hartley
Phone Number: 800-637-7455
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Cody Hartley and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.