Ricardo PertierraCRD Number: 3168531
Current Firm: Brokers Financial
Ricardo Pertierra (CRD# 3168531) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 21 years of experience in the finance industry.
Thrivent Investment Management Inc.
Fsc Securities Corporation
Foster Group, Inc.
|Brokers International Financial Services, LLC||Miami Beach, FL||Aug 2016 - Current||4|
|Principal Protection Corp.||Miami Beach, FL||Nov 2005 - Current||15|
|Newport Coast Securities, Inc.||Irvine, CA||Oct 2012 - Aug 2016||3|
|Sicor Securities Inc.||Miami Beach, FL||Jan 2010 - Aug 2012||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 1999|
|S65||NASAA Investment Advisors Law Examination||Jun 2020|
Total Assets Under Management603MILLIONS
Total Number of Accounts5,308ACCOUNTS
Average Account Value$113,638
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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