Ricardo Pertierra, financial advisor Urbandale IA

Ricardo Pertierra

CRD Number: 3168531
Current Firm: Brokers Financial

Ricardo Pertierra (CRD# 3168531) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Brokers International Financial Services, LLC Miami Beach, FL Aug 2016 - Current 4
Principal Protection Corp. Miami Beach, FL Nov 2005 - Current 15
Newport Coast Securities, Inc. Irvine, CA Oct 2012 - Aug 2016 3
Sicor Securities Inc. Miami Beach, FL Jan 2010 - Aug 2012 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Jun 2020
Contact Info for Ricardo E. Pertierra
Phone Number: 877-886-1939
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    603
    MILLIONS
  • Total Number of Accounts
    5,308
    ACCOUNTS
  • Average Account Value
    $113,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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