James Morley, financial advisor Utica MI
93 score

James Morley

CRD Number: 5612096
Current Firm: Pnc Investments

James Morley (CRD# 5612096) is an Investment Advisor Representative working at Pnc Investments in Utica, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Shelby Twp, MI Jul 2013 - Current 4
Pnc Bank Shelby Twp, MI Jul 2013 - Current 4
Fifth Third Securities Troy, MI Oct 2011 - Jun 2013 1
Fifth Third Bank Troy, MI Apr 2011 - Jun 2013 2
Jpmorgan Chase Bank Na Tulsa, OK Oct 2008 - Apr 2011 2
Chase Investment Service Corp Tulsa, OK Oct 2008 - Apr 2011 2
Hsbc Beneficial Tusla, OK Jul 2007 - Oct 2008 1
Rhema Bible Training Center Tulsa, OK Aug 2005 - Jul 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for James P. Morley
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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