Alan Leist, financial advisor Utica NY

Alan Leist

CRD Number: 306209
Current Firm: Strategic Financial Services

Alan Leist (CRD# 306209) is an Investment Advisor Representative working at Strategic Financial Services in Utica, NY and has over 23 years of experience in the finance industry. Alan Leist has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cadaret, Grant & Company, Inc. West Palm Beach, FL Mar 2006 - Current 16
Strategic Financial Services Utica, NY Sep 2005 - Current 16
Strategic Retirement Plans Inc. Utica, NY Sep 2000 - Current 21
Massachusetts Mutual Life Insurance Comp Springfield, MA Mar 1996 - Current 26
Cadaret, Grant & Company, Inc. Utica, NY Oct 1989 - Current 32
Strategic Investment Advisors Inc. West Palm Beach, FL Jan 1988 - Current 34
Cadaret Grant And Co,inc. Syracuse, NY May 1985 - Current 37
Alan Leist Planning Group Inc. Utica, NY Dec 1979 - Current 42
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Alan R. Leist
Phone Number: (315)724-1776
Registered State(s):
  • FL
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,848
    MILLIONS
  • Total Number of Accounts
    2,754
    ACCOUNTS
  • Average Account Value
    $671,051
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

CA, CO, CT, FL, IL, LA, MA, MD, NC, NH, NJ, NY, PA, SC, TX, VA, VT

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