Lori Glennon, financial advisor Utica NY
93 score

Lori Glennon

CRD Number: 1108918
Current Firm: Caruso Mclean & Company, Inc.

Lori Glennon (CRD# 1108918) is an Investment Advisor Representative working at Caruso Mclean & Company, Inc. in Utica, NY and has over 33 years of experience in the finance industry.

Similar Advisors
Christopher Carbone, financial advisor Utica NY
Christopher J. Carbone
CRD# 1548675
Wells Fargo Advisors, LLC
Similar Advisors
Schuyler Dombroske, financial advisor Utica NY
Schuyler B. Dombroske
CRD# 2630001
Cadaret Grant & Co Inc.
Similar Advisors
Michael Evans, financial advisor Utica NY
Michael E. Evans
CRD# 1307113
M. Griffith Investment Services, Inc.
Company Name Location Dates Years
Royal Alliance Utica, NY Jan 2012 - Current 6
Caruso Mclean & Company, Inc. Utica, NY Jan 2012 - Current 6
M. Griffith Inc. New Hartford, NY Nov 2000 - Jan 2012 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
S65 NASAA Investment Advisors Law Examination Mar 2007
Contact Info for Lori A. Glennon
Phone Number: 315-724-5105
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.