Lori GlennonCRD Number: 1108918
Current Firm: Caruso Mclean & Company, Inc.
Lori Glennon (CRD# 1108918) is an Investment Advisor Representative working at Caruso Mclean & Company, Inc. in Utica, NY and has over 34 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Cadaret Grant & Co Inc.
M. Griffith Investment Services, Inc.
|Royal Alliance||Utica, NY||Jan 2012 - Current||6|
|Caruso Mclean & Company, Inc.||Utica, NY||Jan 2012 - Current||6|
|M. Griffith Inc.||New Hartford, NY||Nov 2000 - Jan 2012||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
|S65||NASAA Investment Advisors Law Examination||Mar 2007|
Total Assets Under Management165MILLIONS
Total Number of Accounts238ACCOUNTS
Average Account Value$693,503
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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