Stephen Lo, financial advisor Valencia CA

Stephen Lo

CRD Number: 5390991
Current Firm: J.p. Morgan Securities LLC

Stephen Lo (CRD# 5390991) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Valencia, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Valencia, CA Mar 2015 - Current 9
One Nevada Credit Union Las Vegas, NV Mar 2009 - Mar 2015 6
Cuso Financial Services, LP San Diego, CA Mar 2009 - Mar 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Stephen Lo
Phone Number: 800-999-2000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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