Stephen Lo, financial advisor Valencia CA
96 score

Stephen Lo

CRD Number: 5390991
Current Firm: J.p. Morgan Securities LLC

Stephen Lo (CRD# 5390991) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Valencia, CA and has over 9 years of experience in the finance industry.

Similar Advisors
Leighann Miko, financial advisor Valencia CA
Leighann Miko
CRD# 6093393
Cg Financial Services
Score
106
Similar Advisors
Bonar Chhay, financial advisor Valencia CA
Bonar Chhay
CRD# 5037260
Felicitas Investors LLC
Score
103
Similar Advisors
Juan Ros, financial advisor Valencia CA
Juan C. Ros
CRD# 6028956
Lamia Financial Group, Inc.
Score
103
Professional Designations
Company Name Location Dates Years
Jpmorgan Securities LLC Valencia, CA Mar 2015 - Current 1
One Nevada Credit Union Las Vegas, NV Mar 2009 - Mar 2015 6
Cuso Financial Services, LP San Diego, CA Mar 2009 - Mar 2015 6
Merill Lynch Las Vegas, NV Jul 2008 - Dec 2008 < 1
Ubs Financial Services Inc. Las Vegas, NV Jul 2007 - Jul 2008 1
Aerotek Las Vegas, NV Jan 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Stephen C. Lo
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.