Mary Riley, financial advisor Carefree AZ

Mary Riley

CRD Number: 3198930
Current Firm: Ae Wealth Management, LLC

Mary Riley (CRD# 3198930) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Carefree, AZ and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS Jul 2023 - Current < 1
Riley Higgins & Associates, LLC Carefree, AZ Jan 2018 - Current 6
Brookstone Capital Management Wheaton, IL May 2018 - Jul 2023 5
Missing Elements, LLC Scottsdale, AZ Oct 2019 - May 2021 1
Bridge Retirement Planning Scottsdale, AZ Dec 2010 - Jan 2018 7
Horter Investment Management, LLC Cincinnati, OH Apr 2015 - Jun 2017 2
Redhawk Wealth Advisors, Inc. Minneapolis, MN Jan 2015 - Feb 2015 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Mary B. Riley
Phone Number: 866-363-9595
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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