John Bala, financial advisor Vancouver WA
93 score

John Bala

CRD Number: 1812596
Current Firm: Rain Capital Management

John Bala (CRD# 1812596) is an Investment Advisor Representative working at Rain Capital Management in Vancouver, WA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Rain Capital Management Portland, OR May 2016 - Current < 1
Sigma Investment Mgmt Co Portland, OR Jan 2015 - May 2016 1
Sigma Investment Mgmt Co Portland, OR Jun 2009 - Jan 2015 5
Unemployed Vancouver, WA May 2009 - Jun 2009 < 1
Pacific Investment Advisors LLC Portland, OR Aug 2006 - May 2009 2
Bank Of America, N.a. Vancouver, WA Jul 2002 - Aug 2006 4
Banc Of America Investment Services, Inc. Vancouver, WA Jul 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for John E. Bala
Phone Number: 503-822-1700
Registered State(s):
  • OR
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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