Roland Caldwell, financial advisor Venice FL
87 score

Roland Caldwell

CRD Number: 1918257
Current Firm: Institutional Investor Advisers, Inc.

Roland Caldwell (CRD# 1918257) is an Investment Advisor Representative working at Institutional Investor Advisers, Inc. in Venice, FL and has 1 year of experience in the finance industry.

Similar Advisors
Thomas Roberts, financial advisor Venice FL
Thomas F. Roberts
CRD# 5096826
A New Approach Financial Planning
Score
103
Similar Advisors
Carolyn Howard, financial advisor Venice FL
Carolyn B. Howard
CRD# 2391466
Seacure Advisors LLC
Score
101
Similar Advisors
Derek Williams, financial advisor Venice FL
Derek R. Williams
CRD# 4202594
Williams Wealth Management Group, Inc.
Score
101
Company Name Location Dates Years
Institutional Investor Trust Venice, FL Jun 2010 - Current 6
Trust Companies Of America, Inc. Venice, FL Jul 1995 - Current 21
Caldwell Trust Company Venice, FL Nov 1993 - Current 23
Omnivest Research Corporation Venice, FL Sep 1988 - Dec 2008 20
C/funds Group, Inc. Venice, FL Mar 1993 - Aug 2008 15

Roland Caldwell has no recent exams reported.
Contact Info for Roland &. Caldwell
Phone Number: 941-493-3600
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    35
    MILLIONS
  • Total Number of Accounts
    1
    ACCOUNTS
  • Average Account Value
    $35,461,616
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

FL

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
87
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.