Thomas Polzin, financial advisor Venice FL
96 score

Thomas Polzin

CRD Number: 1029778
Current Firm: Mpc Advisers, LLC

Thomas Polzin (CRD# 1029778) is an Investment Advisor Representative working at Mpc Advisers, LLC in Venice, FL and has over 24 years of experience in the finance industry. Thomas Polzin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mpc Advisors, LLC Brookfield, WI Feb 2011 - Current 5
Girard Securities, Inc. San Diego, CA Feb 2011 - Current 5
Matrise, Polzin & Company Brookfield, WI Nov 1982 - Current 34
Securian Financial Services, Inc. Greenfield, WI Nov 1987 - Feb 2011 23
Minnesota Life Insurance Company St Paul, MN Nov 1987 - Feb 2011 23
Charter Services Of Wi, Inc. Brookfield, WI Oct 2004 - Sep 2008 3
Thomas G Polzin Brookfield, WI Aug 2003 - Dec 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1992
Contact Info for Thomas G. Polzin
Phone Number: 262-785-1005
Firm Website: http://www.mpcfin.com
Registered State(s):
  • FL
  • WI
By the Numbers
  • Total Assets Under Management
    336
    MILLIONS
  • Total Number of Accounts
    1,700
    ACCOUNTS
  • Average Account Value
    $197,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, FL, IL, LA, MI, MN, OR, TX, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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