Stephen Kipp, financial advisor Ventura CA
38 score

Stephen Kipp

CRD Number: 1255862
Current Firm: Kipp Financial Group, Inc.

Stephen Kipp (CRD# 1255862) is an Investment Advisor Representative working at Kipp Financial Group, Inc. in Ventura, CA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Kipp Financial Group, Inc. Ventura, CA Aug 2011 - Current 6
Npb Financial Group, LLC Burbank, CA Aug 2010 - Current 7
Kipp Brant Drummond & Associates, Inc. Dba Kipp Financial Group Ventura, CA Jan 2009 - Aug 2011 2
National Planning Corp Ventura, CA Jan 2000 - Aug 2010 10
The Planners Network Temecula, CA Jan 2000 - Aug 2010 10
Kipp Brant Drummond & Associates, Inc. Ventura, CA Jan 2006 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Stephen J. Kipp
Phone Number: 805-650-7654
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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