Harold Jones (CRD# 5970289) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Vernal, UT and has over 12 years of experience in the finance industry.
CRD# 6920349
Transamerica Financial Advisors, Inc.
CRD# 4239701
State Farm Investment Management Corp.
CRD# 1033148
Trek Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Vernal, UT | Mar 2020 - Current | 4 |
| Wfgia | Vernal, UT | Mar 2020 - Current | 4 |
| Uintah Schools Foundation | Vernal, UT | Aug 2019 - Current | 4 |
| Usu Uintah Basin Campus | Vernal, UT | Aug 2009 - Current | 14 |
| Axa Advisors, LLC | New York, NY | Oct 2011 - Mar 2020 | 8 |
| Axa Advisors | Vernal, UT | Jan 2011 - Mar 2020 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- UT
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
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