David Osgood, financial advisor Vero Beach FL
93 score

David Osgood

CRD Number: 1931743
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David Osgood (CRD# 1931743) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Vero Beach, FL and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Vero Beach, FL Apr 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach, FL Mar 2013 - Current 3
J.p. Morgan Securities LLC Palm Beach, FL Dec 2010 - Mar 2013 2
Jpmorgan Chase Bank Palm Beach, FL Dec 2010 - Mar 2013 2
Mbsc Securities Corporation Vero Beach, FL Sep 2009 - Dec 2010 1
Bny Mellon Vero Beach, FL Oct 2008 - Dec 2010 2
Fnb Brokerage Services Inc. Stuart, FL Dec 2005 - Oct 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Mar 1998
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for David L. Osgood
Phone Number: 800-637-7455
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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