1. Wealthminder
  2. Vero Beach, FL
Michael Williams, financial advisor Vero Beach FL
61 score

Michael Williams

CRD Number: 1224766
Current Firm: Raymond James Financial Services Advisors, Inc.

Michael Williams (CRD# 1224766) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Vero Beach, FL and has over 30 years of experience in the finance industry. Michael Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Vero Beach, FL Jan 2009 - Current 7
Lysne Of Vero Dba Posh Vero Beach, FL Mar 2008 - Current 8
Finra Arbitrator Boca Raton, FL Dec 2007 - Current 9
Non-variable Insurance Vero Beach, FL Sep 2005 - Current 11
Accounting / Cpa / Tax Preparation Vero Beach, FL Sep 2005 - Current 11
Williams Financial Group, Inc. Vero Beach, FL Sep 2005 - Current 11
Raymond James Financial Services Vero Beach, FL Apr 2003 - Current 13
Vero Financial Group Inc. Vero Beach, FL Jan 2007 - May 2015 8
Wilshire Financial Group Vero Beach, FL Oct 1992 - Dec 2006 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1986
S66 NASAA Uniform Combined State Law Examination Dec 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael T. Williams
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
61

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