Randall Staudt, financial advisor Victoria TX
83 score

Randall Staudt

CRD Number: 5530785
Current Firm: Cetera Investment Advisers LLC

Randall Staudt (CRD# 5530785) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Victoria, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Victoria, TX Jan 2014 - Current 2
Cetera Investment Services LLC St. Cloud, MN May 2008 - Current 8
Prosperity Bank Victoria, TX Apr 2008 - Current 8
Klean Corp. Int'l. Victoria, TX Jan 2008 - Apr 2008 < 1
Washington Nationals Washington, DC Jun 2007 - Mar 2008 < 1
St. Mary's San Antonio, TX Aug 2002 - May 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Jul 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Randall C. Staudt
Phone Number: 888-528-2987
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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