Rocky Rohde, financial advisor Victoria TX

Rocky Rohde

CRD Number: 6204031
Current Firm: Ameriprise Financial Services, LLC

Rocky Rohde (CRD# 6204031) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Victoria, TX and has over 10 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Ameriprise Financial Services, LLC Victoria, TX Mar 2020 - Current 4
Ameriprise Financial Services, Inc. Victoria, TX Jun 2013 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Rocky L. Rohde
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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