Rocky RohdeCRD Number: 6204031
Current Firm: Ameriprise Financial Services, Inc.
Rocky Rohde (CRD# 6204031) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Victoria, TX and has over 3 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Kmh Wealth Management, LLC
|Ameriprise Financial Services, Inc.||Victoria, TX||Jun 2013 - Current||4|
|Elite Compression Services||Victoria, TX||Apr 2011 - Apr 2013||2|
|Cdm Resource Management||Victoria, TX||Oct 2005 - Apr 2011||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2014|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV