Deborah Tappan, financial advisor Vienna VA
81 score

Deborah Tappan

CRD Number: 1004863
Current Firm: Eagle Strategies LLC

Deborah Tappan (CRD# 1004863) is an Investment Advisor Representative working at Eagle Strategies LLC in Vienna, VA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Eagle Strategies LLC Vienna, VA Aug 2013 - Current 3
Nylife Securities LLC Vienna, VA Jul 2013 - Current 3
New York Life Insurance Company Vienna, VA Jul 2013 - Current 3
Unemployed Herndon, VA Mar 2013 - Jul 2013 < 1
Spire Investment Partners Reston, VA Apr 2011 - Mar 2013 1
Apex Financial Advisors, Inc. Yardley, PA Sep 2010 - Apr 2011 < 1
Xocai Chocolate New Hope, PA Apr 2010 - Nov 2010 < 1
Morgan Stanley Smith Barney Lawrenceville, NJ Jun 2009 - Apr 2010 < 1
Citigroup Global Markets, Inc. Lawrenceville, NJ Dec 2008 - Jun 2009 < 1
Unemployed Alexandria, VA Aug 2008 - Dec 2008 < 1
Neuberger Berman-lehman Wahington, DC Apr 2007 - Jul 2008 1
Citigroup Global Markets Inc. Washington, DC Jul 2006 - Mar 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1989
S65 NASAA Investment Advisors Law Examination Mar 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Deborah L. Tappan
Phone Number: (888) 695-3245
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Deborah Tappan and other advisors.
BADGES
81

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