Mark Waldman, financial advisor Vienna VA
76 score

Mark Waldman

CRD Number: 1176523
Current Firm: Waldman Financial Advisers

Mark Waldman (CRD# 1176523) is an Investment Advisor Representative working at Waldman Financial Advisers in Vienna, VA and has over 34 years of experience in the finance industry. Mark Waldman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Jim David, financial advisor Vienna VA
Jim David
CRD# 4092356
David Wealth Management, LLC
Similar Advisors
Marguerita Cheng, CFP®, financial advisor Vienna VA
Marguerita M. Cheng, CFP®
CRD# 3149803
Blue Ocean Global Wealth
Similar Advisors
John Hensley, financial advisor Vienna VA
John K. Hensley
CRD# 1316159
Palatine Advisors, Inc.
Professional Designations
Company Name Location Dates Years
Waldman Financial Advisers Vienna, VA May 2008 - Current 10
Cambridge Investment Research, Inc. Fairfield, IA Mar 2008 - Current 10
Mark Waldman Vienna, VA Oct 2007 - Current 10
Federal Times Newspaper Springfield, VA Mar 1996 - Current 22
Mark Waldman Falls Church, VA May 1983 - Current 35
The American University Washington, DC Aug 2006 - Jun 2015 8
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2008 - May 2008 < 1
Securities America, Inc. Vienna, VA Aug 2003 - Mar 2008 4
Securities America Advisors, Inc. Vienna, VA Jul 1998 - Mar 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Mark S. Waldman
Phone Number: 703-281-7100
Registered State(s):
  • DC
  • VA
  • FL
  • LA
  • MD
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Mark Waldman and other advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.