Mark Waldman, financial advisor Vienna VA
76 score

Mark Waldman

CRD Number: 1176523
Current Firm: Waldman Financial Advisers

Mark Waldman (CRD# 1176523) is an Investment Advisor Representative working at Waldman Financial Advisers in Vienna, VA and has over 32 years of experience in the finance industry. Mark Waldman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Mar 2008 - Current 8
Mark Waldman Vienna, VA Oct 2007 - Current 9
The American University Washington, DC Aug 2006 - Current 10
Federal Times Newspaper Springfield, VA Mar 1996 - Current 20
Mark Waldman Falls Church, VA May 1983 - Current 33
Waldman Financial Advisers Vienna, VA May 2008 - Jun 2015 7
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2008 - May 2008 < 1
Securities America, Inc. Vienna, VA Aug 2003 - Mar 2008 4
Securities America Advisors, Inc. Vienna, VA Jul 1998 - Mar 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Mark S. Waldman
Phone Number: 703-281-7100
Registered State(s):
  • FL
  • VA
  • LA
  • MD
  • SC
By the Numbers
  • Total Assets Under Management
    85
    MILLIONS
  • Total Number of Accounts
    240
    ACCOUNTS
  • Average Account Value
    $353,518
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

DC, FL, LA, MD, PA, SC, TX, VA

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BADGES
76

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