Mark WaldmanCRD Number: 1176523
Current Firm: Waldman Financial Advisers
Mark Waldman (CRD# 1176523) is an Investment Advisor Representative working at Waldman Financial Advisers in Vienna, VA and has over 33 years of experience in the finance industry. Mark Waldman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Mar 2008 - Current||9|
|Mark Waldman||Vienna, VA||Oct 2007 - Current||9|
|The American University||Washington, DC||Aug 2006 - Current||10|
|Federal Times Newspaper||Springfield, VA||Mar 1996 - Current||21|
|Mark Waldman||Falls Church, VA||May 1983 - Current||34|
|Waldman Financial Advisers||Vienna, VA||May 2008 - Jun 2015||7|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Mar 2008 - May 2008||< 1|
|Securities America, Inc.||Vienna, VA||Aug 2003 - Mar 2008||4|
|Securities America Advisors, Inc.||Vienna, VA||Jul 1998 - Mar 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management85MILLIONS
Total Number of Accounts240ACCOUNTS
Average Account Value$353,518
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
DC, FL, LA, MD, PA, SC, TX, VA
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