Philip Chao, financial advisor Vienna VA
83 score

Philip Chao

CRD Number: 1048866
Current Firm: Chao & Company, Ltd.

Philip Chao (CRD# 1048866) is an Investment Advisor Representative working at Chao & Company, Ltd. in Vienna, VA and has over 29 years of experience in the finance industry. Philip Chao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
#ia Chao & Company, Ltd. Falls Church, VA Nov 1992 - Current 24
Self Employed Washington, DC Apr 1986 - Current 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S65 NASAA Investment Advisors Law Examination Jan 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Philip S. Chao
Phone Number: (703) 847-4380
Advisor Website: http://www.chaoco.com
Firm Website: http://www.chaoco.com
Registered State(s):
  • VA
  • DC
  • MD
By the Numbers
  • Total Assets Under Management
    101
    MILLIONS
  • Total Number of Accounts
    21
    ACCOUNTS
  • Average Account Value
    $4,809,524
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

DC, MD, VA

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BADGES
83
Verified Page
Data verified by both the advisor and the public regulatory data.

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