Richard Sebastian, financial advisor Rockville MD

Richard Sebastian

CRD Number: 6041899
Current Firm: Cic Wealth, LLC

Richard Sebastian (CRD# 6041899) is an Investment Advisor Representative working at Cic Wealth, LLC in Rockville, MD and has over 11 years of experience in the finance industry. Richard Sebastian has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cic Wealth, LLC Toms River, NJ Nov 2017 - Current 6
Purshe Kaplan Sterling Investments, Inc. Albany, NY Nov 2017 - Dec 2018 1
Commonwealth Financial Network Waltham, MA Nov 2016 - Nov 2017 1
Purshe Kaplan Sterling Investments Albany, NY Oct 2014 - Oct 2016 2
Mcadam, LLC West Tysons Corner, VA Oct 2014 - Oct 2016 2
Ja Bentley & Co Chicago, IL Aug 2014 - Oct 2014 < 1
Mcadam Financial Group Tysons Corner, VA Jun 2012 - Oct 2014 2
Ing Financial Partners West Tysons Corner, VA Apr 2012 - Oct 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination Aug 2012
Contact Info for Richard S. Sebastian
Phone Number: 301.816.4683
Registered State(s):
  • MD
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    659
    MILLIONS
  • Total Number of Accounts
    2,144
    ACCOUNTS
  • Average Account Value
    $307,286
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CT, DC, DE, FL, GA, IL, IN, LA, MA, MD, NC, NJ, NY, OH, PA, SC, TX, VA, WA

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