Richard Smith, financial advisor Vienna VA
93 score

Richard Smith

CRD Number: 1216100
Current Firm: Suntrust Investment Services, Inc.

Richard Smith (CRD# 1216100) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Vienna, VA and has over 33 years of experience in the finance industry.

Company Name Location Dates Years
Suntrust Investment Services, LLC Atlanta, GA Nov 2015 - Current 1
Suntrust Investment Services, Inc. Atlanta, GA Aug 2013 - Nov 2015 2
Hsbc Washington, DC Jul 2013 - Aug 2013 < 1
Citigroup Reston, VA Mar 2011 - Jul 2013 2
Lpl Financial Richmond, VA Mar 2009 - Mar 2011 2
Birchtree Financial Services Inc. Richmond, VA Jan 2006 - Feb 2009 3
Rsm Mcgladrey Inc. Richmond, VA Jan 2006 - Feb 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Nov 1999
Contact Info for Richard H. Smith
Phone Number: 404-813-8981
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    10,443
    MILLIONS
  • Total Number of Accounts
    26,841
    ACCOUNTS
  • Average Account Value
    $389,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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