Thomas CarusoCRD Number: 704844
Current Firm: Ameriprise Financial Services, LLC
Thomas Caruso (CRD# 704844) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Vienna, VA and has over 38 years of experience in the finance industry.
David Wealth Management, LLC
Equitable Advisors, LLC
Reframe Wealth, LLC
|Ameriprise Financial Services, Inc.||Vienna, VA||Jan 2015 - Current||7|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jan 2015||< 1|
|Morgan Stanley Smith Barney||Washington, DC||Jun 2009 - Jan 2015||5|
|Morgan Stanley & Company, Incorporated||Washington, DC||Aug 2007 - Jan 2015||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
|S65||NASAA Investment Advisors Law Examination||Dec 1992|
Total Assets Under Management458,068MILLIONS
Total Number of Accounts1,860,870ACCOUNTS
Average Account Value$246,158
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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