Roxanna Thompson, financial advisor Viera FL
93 score

Roxanna Thompson

CRD Number: 3041911
Current Firm: J.p. Morgan Securities LLC

Roxanna Thompson (CRD# 3041911) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Viera, FL and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Merritt Island, FL Jul 2013 - Current 3
Roxanna Thompson Indialantic, FL Jun 1995 - Current 21
Lpl Financial Cocoa Beach, FL Sep 2012 - Jul 2013 < 1
Independent Financial Partners Tampa, FL Sep 2012 - Jul 2013 < 1
Connors Wealth Management Cocoa Beach, FL Sep 2012 - Jul 2013 < 1
J.w. Cole Financial, Inc. Tampa, FL Jun 2012 - Sep 2012 < 1
Jonathan Roberts Advisory Group, Inc. Tampa, FL Jun 2012 - Sep 2012 < 1
Jwcole Advisors Maitland, FL Jun 2012 - Sep 2012 < 1
Morgan Stanley Smith Barney Winter Park, FL Jun 2009 - Apr 2012 2
Citigroup Global Markets Inc. Winter Park, FL May 2009 - Jun 2009 < 1
Wachovia Securities, LLC Orlando, FL Jan 2008 - May 2009 1
Wachovia Securities, LLC Orlando, FL Jan 2008 - May 2009 1
Ag Edwards & Sons Inc. Orlando, FL Jun 2006 - May 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S65 NASAA Investment Advisors Law Examination May 2004
Contact Info for Roxanna L. Thompson
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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