Christopher Smith (CRD# 6584684) is an Investment Advisor Representative working at Lpl Financial LLC in Mokena, IL and has over 8 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5569194
Amplify Investments LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Mokena, IL | Jul 2021 - Current | 2 |
| Unemployed | Chicago, IL | Mar 2020 - Current | 4 |
| Bank Of America, N.a. | Oak Lawn, IL | Oct 2016 - Mar 2020 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Lawn, IL | Oct 2016 - Mar 2020 | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Feb 2016 - Oct 2016 | < 1 |
| Morgan Stanley Smith Barney LLC | Chicago, IL | Dec 2015 - Oct 2016 | < 1 |
| Advanced Resources | Chicago, IL | May 2015 - Dec 2015 | < 1 |
| Unemployed | Chicago, IL | Jan 2015 - Apr 2015 | < 1 |
| Target | Wheaton, IL | Sep 2009 - Dec 2014 | 5 |
| Ikea | Bolingbrook, IL | Sep 2014 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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