Maricel Romero, financial advisor Villa Park IL

Maricel Romero

CRD Number: 3173972
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Maricel Romero (CRD# 3173972) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Villa Park, IL and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago, IL Feb 2018 - Current 3
Bank Of America, N.a. Chicago, IL Feb 2018 - Current 3
Country Financial Ofallon, MO May 2017 - Feb 2018 < 1
Farmers Insurance Weldon Spring, MO Mar 2017 - May 2017 < 1
Country Financial Joliet, IL Jan 2015 - Mar 2017 2
It Works Global Romeoville, IL Apr 2014 - Dec 2014 < 1
Prudential Financial Downers Grove, IL Nov 2012 - Apr 2014 1
United States Army Barnwell, SC Dec 2009 - Dec 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S65 NASAA Investment Advisors Law Examination Dec 2001
S66 NASAA Uniform Combined State Law Examination Jan 2020
Contact Info for Maricel Romero
Phone Number: 800-637-7455
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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