Dawn Peters, financial advisor Virginia Beach VA
81 score

Dawn Peters

CRD Number: 3128669
Current Firm: Lincoln Financial Advisors Corporation

Dawn Peters (CRD# 3128669) is an Investment Advisor Representative working at Lincoln Financial Advisors Corporation in Virginia Beach, VA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Financial Advisors Virginia Beach, VA Aug 2012 - Current 4
Lpl Financial LLC Norfolk, VA Aug 2011 - Aug 2012 1
Bank Of America,na Norfolk, VA Nov 2009 - Aug 2011 1
Merrill Lynch, Pierce, Fenner & Smith Norfolk, VA Oct 2006 - Aug 2011 4
Salomon Smith Barney Inc. Norfolk, VA Sep 1998 - Oct 2006 8
#ia Salomon Smith Barney Inc. Norfolk, VA Sep 1998 - Oct 2006 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Dec 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Dawn M. Peters
Phone Number: 800-237-3813
Firm Website: https://www.lfg.com
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    13,548
    MILLIONS
  • Total Number of Accounts
    52,000
    ACCOUNTS
  • Average Account Value
    $260,535
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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