James ParkerCRD Number: 1270490
Current Firm: Lincoln Financial Securities Corporation
James Parker (CRD# 1270490) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Virginia Beach, VA and has over 33 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Lincoln Financial Securities Corporation||Virginia Beach, VA||Jul 2008 - Current||9|
|Jefferson Standard||Greensboro, NC||Jun 1966 - Current||51|
|Jefferson Pilot Securities Corporation||Virginia Beach, VA||Oct 1997 - Jul 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,541MILLIONS
Total Number of Accounts8,357ACCOUNTS
Average Account Value$184,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV