Joseph CaldwellCRD Number: 3015341
Current Firm: Wells Fargo Advisors, LLC
Joseph Caldwell (CRD# 3015341) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Virginia Beach, VA and has over 15 years of experience in the finance industry.
Lincoln Financial Advisors Corporation
Pathway Financial Planning, Inc.
Virginia Capital Management Group Inc.
|Wells Fargo Advisors LLC||Virginia Beach, VA||May 2009 - Current||7|
|Wachovia Securities, LLC||Virginia Beach, VA||Dec 2006 - May 2009||2|
|Citigroup Global Markets Inc.||New York, NY||Feb 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2001|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV