Michael Spencer, financial advisor Virginia Beach VA
74 score

Michael Spencer

CRD Number: 1259884
Current Firm: Spc

Michael Spencer (CRD# 1259884) is an Investment Advisor Representative working at Spc in Virginia Beach, VA and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Parkland Securities Ann Arbor, MI Aug 2014 - Current 2
The Guardian Life Insurance Company Va Beach, VA Mar 1989 - Current 27
Lincoln National Life Insurance Company Ft Wayne, IN Sep 1983 - Current 33
The Guardian Life Insurance Company Of A New York, NY Jun 1983 - Current 33
Charter Security Life Insurance Company Parsippany, NJ Jun 1981 - Current 35
Transamerica Occidental Los Angeles, CA Oct 1978 - Current 38
Fidelity Bankers Life Ins Co Richmond, VA Oct 1978 - Current 38
Transamerica Occidental Los Angeles, CA Oct 1978 - Current 38
Sammons Securities Company, LLC Ann Arbor, MI Jun 2006 - Aug 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Jul 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael H. Spencer
Phone Number: 734-663-1611
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,987
    MILLIONS
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
74

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