Richard Nottingham, financial advisor Virginia Beach VA

Richard Nottingham

CRD Number: 1267464
Current Firm: Wealthtrak Advisors

Richard Nottingham (CRD# 1267464) is an Investment Advisor Representative working at Wealthtrak Advisors in Virginia Beach, VA and has over 39 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Wealthtrak Capital Management, LLC Virginia Beach, VA Jun 2018 - Current 5
Cape Financial, Inc. Virginia Beach, VA Sep 1996 - Current 27
Lincoln Financial Securities Corporation Virginia Beach, VA Jul 2008 - Jun 2018 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard E. Nottingham
Phone Number: 757-523-1250
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    141
    MILLIONS
  • Total Number of Accounts
    673
    ACCOUNTS
  • Average Account Value
    $208,964
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, NC, TX, VA

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