Sally KocenCRD Number: 3106857
Current Firm: Signator Investors, Inc.
Sally Kocen (CRD# 3106857) is an Investment Advisor Representative working at Signator Investors, Inc. in Virginia Beach, VA and has over 18 years of experience in the finance industry.
Lincoln Financial Advisors Corporation
Pathway Financial Planning, Inc.
Virginia Capital Management Group Inc.
|#ia Signator Investors, Inc.||Virginia Beach, VA||Apr 1998 - Current||19|
|John Hancock Mutual Life Insurance Compa||Virginia Beach, VA||Apr 1998 - Current||19|
|Signator Investors, Inc.||Boston, MA||Apr 1998 - Current||19|
|Mary Kay Cosmetics||Dallas, TX||Sep 1995 - Apr 2016||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||May 1999|
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV