Susan TaylorCRD Number: 1455779
Current Firm: Voya Financial Advisors, Inc.
Susan Taylor (CRD# 1455779) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Virginia Beach, VA and has over 31 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Voya Financial Advisors||Virginia Beach, VA||Sep 2014 - Current||2|
|110 Harbor Drive LLC||Virginia Beach, VA||Mar 2005 - Current||12|
|Prosperity Mortgage||Virginia Beach, VA||Jun 2004 - Current||13|
|Susan Dukes||Virginia Beach, VA||Nov 2003 - Current||13|
|Cloud Ten LLC||Virginia Beach, VA||Mar 2003 - Current||14|
|Ing Financial Partners, Inc.||Virginia Beach, VA||Apr 2007 - Sep 2014||7|
|Royal Alliance Corporate Ria||Virginia Beach, VA||Nov 2003 - Mar 2007||3|
|Royal Alliance Associates, Inc.||Virginia Beach, VA||May 1997 - Mar 2007||9|
|Dukes & Associates, LLC||Virginia Beach, VA||Jan 1988 - Mar 2007||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1986|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV